Guidance library
As the regulator for federally regulated financial institutions and private pension plans, we set expectations for operating within the Canadian financial industry.
For guidance on private pension plans, please see Administering pension plans.
How to use this list
You can search by using one or more of the filters. The more filters you use, the narrower your search.
The “keywords” filter will search page titles and content. For example, you can search by the guideline number (such as B-10).
| Date | Title | Sector | Publication type | Category |
|---|---|---|---|---|
| Total Loss Absorbing Capacity (TLAC) Disclosure Requirements Guideline and Capital Disclosure Requirements Guideline – Letter (2018) |
|
Letter | Capital Adequacy Requirements | |
| Total Loss Absorbing Capacity (TLAC) Guideline - Guideline impact analysis statement (2018) |
|
Guideline impact analysis statement | Capital Adequacy Requirements | |
| Total Loss Absorbing Capacity (TLAC) – Guideline (2018) |
|
Guideline | Capital Adequacy Requirements | |
| Total Loss Absorbing Capacity (TLAC) Guideline - Letter (2018) |
|
Letter | Capital Adequacy Requirements | |
| LICAT Public Disclosure Requirements – Guideline impact analysis statement (2019) |
|
Guideline impact analysis statement | Capital Adequacy Requirements | |
| Life Insurance Capital Adequacy Test Public Disclosure Requirements |
|
Guideline | Accounting and Disclosure | |
| Life Insurance Capital Adequacy Test (LICAT) Public Disclosures Requirements – Letter (2018) |
|
Letter | ||
| Guide to Intervention for Federally Regulated Property and Casualty Insurance Companies (Letter) |
|
Letter | ||
| Regulatory Capital and Internal Capital Targets |
|
Guideline | Capital Adequacy Requirements | |
| Own Risk and Solvency Assessment |
|
Guideline | Sound Business and Financial Practices | |
| Residential mortgage underwriting practices and procedures – Guideline (2017) |
|
Guideline | Sound Business and Financial Practices | |
| Final Revised Guideline B-20: Residential Mortgage Underwriting Practices and Procedures |
|
Letter | Sound Business and Financial Practices | |
| Enterprise-Wide Model Risk Management Guideline - Guideline impact analysis statement (2017) |
|
Guideline impact analysis statement | Sound Business and Financial Practices | |
| Enterprise-Wide Model Risk Management for Deposit-Taking Institutions - Guideline (2017) |
|
Guideline | Sound Business and Financial Practices | |
| Enterprise-Wide Model Risk Management Guideline - Letter (2017) |
|
Letter | Sound Business and Financial Practices | |
| Advisory 2017-01 – Restrictions on the use of the words “bank”, “banker” and “banking” |
|
Advisory | Regulatory and legislative | |
| Guideline E-21– Operational Risk Self-Assessment Template |
|
Letter | Sound Business and Financial Practices | |
| Update to Instructions for Operational Risk Self-Assessment for TSA and AMA Institutions |
|
Letter | Sound Business and Financial Practices | |
| Deferral of IFRS 9 Application for Federally Regulated Life Insurers |
|
Advisory | Accounting and Disclosure | |
| E-21 Operational Risk Management - Guideline impact analysis statement (2016) |
|
Guideline impact analysis statement | Sound Business and Financial Practices | |
| Operational Risk Management - Guideline (2016) |
|
Guideline | Sound Business and Financial Practices | |
| IFRS 9 Financial Instruments and Disclosures |
|
Guideline | Accounting and Disclosure | |
| Final Guideline E-21 – Operational Risk Management - Letter (2016) |
|
Letter | Sound Business and Financial Practices | |
| Substantial Investments |
|
Advisory | Regulatory and legislative | |
| Substantial Investments - Appendix A.1 |
|
Advisory | Regulatory and legislative | |
| Substantial Investments - Appendix A.2 |
|
Advisory | Regulatory and legislative | |
| Substantial Investments - Appendix A.3 |
|
Advisory | Regulatory and legislative | |
| Substantial Investments - Appendix A.4 |
|
Advisory | Regulatory and legislative | |
| Substantial Investments - Appendix A.5 |
|
Advisory | Regulatory and legislative | |
| Substantial Investments - Appendix A.6 |
|
Advisory | Regulatory and legislative | |
| Substantial Investments - Appendix B.1 |
|
Advisory | Regulatory and legislative | |
| Substantial Investments - Appendix B.2 |
|
Advisory | Regulatory and legislative | |
| Substantial Investments - Appendix B.3 |
|
Advisory | Regulatory and legislative | |
| Substantial Investments - Appendix B.4 |
|
Advisory | Regulatory and legislative | |
| Substantial Investments - Appendix B.5 |
|
Advisory | Regulatory and legislative | |
| Substantial Investments - Appendix B.6 |
|
Advisory | Regulatory and legislative | |
| Legislative Framework for Foreign Banks |
|
Advisory | Regulatory and legislative | |
| Derivatives Sound Practices – Letter (2015) |
|
Letter | Sound Business and Financial Practices | |
| Revised Life Insurance Capital Framework - Standard Approach |
|
Letter | ||
| Derivatives Sound Practices - Guideline impact analysis statement (2014) |
|
Guideline impact analysis statement | Sound Business and Financial Practices | |
| Regulatory Compliance Management – Guideline impact analysis statement (2014) |
|
Guideline impact analysis statement | Sound Business and Financial Practices | |
| Derivatives Sound Practices – Guideline (2014) |
|
Guideline | Sound Business and Financial Practices | |
| Regulatory Compliance Management (RCM) – Guideline (2014) |
|
Guideline | Sound Business and Financial Practices | |
| Revised Guideline E-13 – Regulatory Compliance Management (RCM) – Letter (2014) |
|
Letter | Sound Business and Financial Practices | |
| Guideline E-20 - CDOR Benchmark-Setting Submissions - Guideline impact analysis statement (2014) |
|
Guideline impact analysis statement | Sound Business and Financial Practices | |
| E-20 - CDOR Benchmark-Setting Submissions - Guideline (2014) |
|
Guideline | Sound Business and Financial Practices | |
| Final Guideline E-20 - CDOR Benchmark-Setting Submissions |
|
Letter | Sound Business and Financial Practices | |
| Public Disclosure Requirements for Domestic Systemically Important Banks on Liquidity Coverage Ratio (LCR) – Guideline impact analysis statement (2014) |
|
Guideline impact analysis statement | Accounting and Disclosure | |
| Public Disclosure Requirements for Domestic Systemically Important Banks on Liquidity Coverage Ratio |
|
Guideline | Accounting and Disclosure | |
| Final Guideline D-11 – Public Disclosure Requirements for Domestic Systemically Important Banks on Liquidity Coverage Ratio |
|
Letter | Accounting and Disclosure |