Guidance library
As the regulator for federally regulated financial institutions and private pension plans, we set expectations for operating within the Canadian financial industry.
For guidance on private pension plans, please see Administering pension plans.
How to use this list
You can search by using one or more of the filters. The more filters you use, the narrower your search.
The “keywords” filter will search page titles and content. For example, you can search by the guideline number (such as B-10).
Date | Title | Sector | Publication type | Category |
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Value-at-Risk (VaR) Models Validation and Approval of Model Modifications Capital Adequacy Requirements, Guideline A, Part II |
|
Guidance note | Capital Adequacy Requirements | |
Large Exposure Limits |
|
Guidance note | Prudential Limits and Restrictions | |
Asset Securitization by Foreign Bank Branches |
|
Guideline | Prudential Limits and Restrictions | |
Financial Statements Requirements – Canadian Mutual Company Demutualizations |
|
Guidance note | ||
Expert Opinions and Report - Canadian Company Demutualizations |
|
Guidance note | ||
Materiality Criteria for Related Party Transactions - Bulletin (1999) |
|
Bulletin | Prudential Limits and Restrictions | |
Securities Lending – Life insurance companies - Guideline (1997) |
|
Guideline | Prudential Limits and Restrictions | |
Use of Depositories by Insurance Companies |
|
Bulletin | Sound Business and Financial Practices | |
Securities Lending Deposit-taking institutions - Guideline (1996) |
|
Guideline | Prudential Limits and Restrictions | |
Securities Lending - Property and Casualty Insurance Companies - Guideline (1996) |
|
Guideline | Prudential Limits and Restrictions | |
Large Exposure Limits - 1994 |
|
Guideline | Prudential Limits and Restrictions | |
Investment Concentration Limit for Property and Casualty Insurance Companies |
|
Guideline | Prudential Limits and Restrictions | |
Materiality Criteria for Related Party Transactions of Property and Casualty Insurance Companies - Bulletin (1993) |
|
Bulletin | Prudential Limits and Restrictions | |
Materiality Criteria for Related Party Transactions of Life Insurance Companies - Bulletin (1993) |
|
Bulletin | Prudential Limits and Restrictions | |
Commercial Lending Restrictions - Foreign Life Insurance Companies and Foreign Fraternal Benefit Societies |
|
Guideline | Prudential Limits and Restrictions | |
Retention/Destruction of Records |
|
Bulletin | Sound Business and Financial Practices | |
Prudent Person Approach |
|
Guideline | Prudential Limits and Restrictions | |
Commercial Lending Criteria |
|
Guideline | Prudential Limits and Restrictions | |
Classification of Loans Guaranteed by a Parent of the Bank |
|
Guideline | Prudential Limits and Restrictions | |
Backgrounder: Breaking down Basel III | Backgrounder | |||
Frequently asked questions – Basel III reforms | Frequently asked questions | |||
Pillar 3 Disclosure Expectations |
|
Guideline | Accounting and Disclosure | |
Commercial Real Estate risk management | Regulatory notice | Sound Business and Financial Practices |