Search

… role and scope of work performed by risk and/or business management (as applicable) and internal audit in respect of … self-assessment process requires that risk and/or business management (as applicable) and internal audit provide the … of all work performed to date by risk and/or business management (as applicable) in respect of the foreign DTI …

… advisory to establish expectations with respect to the management of foreign exchange settlement risk (FXSR) by … supervisors review their foreign exchange settlement risk management practices. Reviews of institutions’ practices …

… used in the SA. The draft Operational Risk Capital Data Management Expectations and a related Assessment Tool issued … Risk Capital Data The draft Operational Risk Capital Data Management Expectations and a related Assessment Tool issued … to have an in-depth review of the quality of their data management processes related to operational risk capital data …

… an exchange-traded fund, have become popular among fund management companies, retail investors, and deposit-taking … of stakeholders, including retail investors, DTIs, and ETF management companies. OSFI acknowledges that product design … To maintain a framework that promotes sound risk management in line with its mandate, OSFI decided to maintain …

… (BCBS) published its standard on large exposure risk management: Supervisory Framework for Measuring and … incorporates the BCBS guidance to reflect current risk management sound practices and provides additional guidance …

… Documents Premium Payments Policy Files Reinsurance and Management Treaties Role of Revenue Canada and Others … should be retained indefinitely. Reinsurance and management treaties Reinsurance and management treaties and contracts should be retained …

… in regards to operational, business, risk and crisis management policies. Limits on Large Exposures All companies … guideline B-1. Companies are also to have in place the management information and control systems necessary to give … defined by the company's or authorized foreign bank's management. Footnote 1 In addition, any market risks …

… Stress testing should be embedded in enterprise wide risk management. A stress testing program as a whole should be … from the planning cycle reduces its effectiveness as a management tool. We clarified the requirement by eliminating …

… self-assessment of risk. Recent reviews of credit risk management practices have shown that institutions are using … between borrowers; through ownership or common management, the entity controls, or is controlled by, another … in regards to operational, business, risk and crisis management policies. If you have any questions, please …

… include guidance on OSFI's expectations for an incident management framework. For the purpose of this Advisory, a … priority and severity levels within in their incident management framework. When in doubt about whether to report … affecting the FRFI; A FRFI's technology or cyber incident management team or protocols have been activated; An incident …

… an integral component of the risk identification and risk management processes of financial institutions including the … the planning cycle would reduce its effectiveness as a management tool. As a result, we removed this requirement and … in Guideline E-18 into their risk identification and risk management processes. Guideline impact analysis statement …