Search
Search results
Substantial Investments - Appendix A.5
… investment diversification and professional investment management to the holders of their securities. In addition, … investment counselling services; providing portfolio management services; networking financial services; or acting … acting as real estate agent; specialized business management or advisory services, including acting as a …
2023 Life Insurance Capital Adequacy Test - Filing Instructions
… Repurchase Agreements / Securities Lending Grand Total Cash resources $75,000 blank blank $3,100 blank $78,100 … Page 50.300 – Market Risk: Real Estate Risk PV of Lease Cash Flows for Investment Real Estate should only include …
Domestic Stability Buffer – Supporting the resilience of Canada’s banking system
… capital buffers to cover those losses and support the flow of bank lending to the economy. What is the domestic …
Guide for Continuing a Local Cooperative Credit Society as a Federal Credit Union
… financial support; and a description of the proposed management team. (ii) Submission of Phase-1 Information OSFI … Requirements (LAR) Guideline, including the Net Cumulative Cash Flow and Liquidity Coverage Ratio, for each year of the …
Key validation rules for the H4 regulatory return
… and Unencumbered Assets Available Unencumbered Assets = Cash (unencumbered) + Securities + Loans + Collateral In … – Collateral out + Adjustments Encumbered Assets = Cash (encumbered) + Cash Margin Given + Collateral In (non-rehypothecateable) + …
Applying for a Licence to be a Pooled Registered Pension Plan Administrator
… the corporation’s business plan, financial resources, risk management procedures, operational capability, and the … Such costs would generally include a fund’s investment management fee, its fund operating expenses, and any other … whether the proposed cost is net of taxes (investment management fees plus fund operating expenses and any other …
Substantial Investments - Appendix A.1
… investment diversification and professional investment management to the holders of their securities. In addition, … investment counselling services; providing portfolio management services; networking financial services; or acting … or dealing with real property; specialized business management or advisory services, including acting as a …
Substantial Investments - Appendix A.2
… investment diversification and professional investment management to the holders of their securities. In addition, … investment counselling services; providing portfolio management services; networking financial services; or acting … acting as real estate agent; specialized business management or advisory services, including acting as a …
Value-at-Risk (VaR) Models Validation and Approval of Model Modifications Capital Adequacy Requirements, Guideline A, Part II
… to the model modifications. Organizational Structure (Management Changes) Describe any organizational changes … by the bank when there is any material change in the management oversight/control environment of a model (separate …
OSFI’s Assistant Superintendent, Regulatory Response Sector, Tolga Yalkin delivered remarks addressing non-financial risks
… guideline on operational resilience and operational risk management. The simultaneous launch of these two guidelines … effectively addressing what we call the four Cs—capital, cash, credit, and contingency—is critical to prudent risk management for financial institutions. This said, we have for …
Internal Model Oversight Framework - Guideline (2019)
… and recommendations and report any disagreements to senior management, including the model executive. The insurer should …
Appointed Actuary: Legal Requirements, Qualifications and Peer Review – Guideline (2023)
… participating policyholders and a policy respecting the management of each of the participating accounts (165(2)(e)) … and OSFI's Guideline E-16 Participating account management and disclosure to participating and adjustable … in the work of the AA by the public, by insurance company management and directors, and by supervisory authorities. It …
Directives of the Superintendent – FAQs
… plan text provides that the small benefit must be taken in cash (i.e. where this cash payment is not at the option of the member) A death …
Learn about how OSFI and FINTRAC work together
… in the Canadian financial system by: fostering sound risk management and governance practices through a regulatory … including international electronic funds transfers, large cash transactions, large virtual currency transactions, …
Remarks by Superintendent Peter Routledge at the Responsible Investment Association Virtual Conference, June 7, 2022
… who acted with urgency to advance sound climate risk management in the Canadian financial system. I hope they see … across nations to deliver more climate-related risk management commitments. This global coalition recognizes that … will have to adapt as global climate change risk management efforts change the relative values of what Canada …