Search
Search results
Trading Income and Income from GoC Securities Trading (A3)
… strictly focused on GoC Bonds and Treasury Bills (T-Bills) cash transactions. Total Bank/Parent is intended as the … or gross trading income arising from Government of Canada cash transactions. The scope of this section is specifically focused on the cash trading activity of GoC securities generated at …
Unlocking Options
… from a locked-in account. The funds may be withdrawn as cash, or transferred to a tax-deferred savings vehicle such … are met, then a person's pension may be withdrawn in cash or transferred to a tax-deferred savings vehicle such as … or mental condition, the funds may be withdrawn in cash or transferred to a tax-deferred savings vehicle such as …
Collateral and Pledging Report (H4)
… All excess collateral Encumbered central bank deposits Cash margin given The security leg of a repo transaction The … repos' breaks down reverse repos by collateral class). Cash and Due From Banks Cash (encumbered – included in Part B) Required deposits …
Substantial Investments - Appendix A.4
… investment counselling services; providing portfolio management services; networking financial services; or acting …
Superintendent Peter Routledge participates in RBC Canadian Bank CEO Conference
… of corporate governance, regulatory compliance management, and the oversight of culture risk. OSFI addresses … Where we see failures in governance, compliance management, or culture, OSFI will act urgently and … their true origins and purposes. For example, funds might flow through shell companies, offshore accounts, or seemingly …
Role of the Independent Actuary
… ancillary agreements, such as shareholder agreements, management agreements, outsourcing agreements, investment management agreements, service agreements, custodial … effects of the agreement on matters such as investment management, new business strategy, administration, expense …
Leverage Requirements Return (LRR)
… transactions with no recognition of accounting netting of (cash) payables against (cash) receivables. 53 1112 Receivables for cash variation margin provided in derivatives transactions – …
Legislative Framework for Foreign Banks
… FB parent to assist the FB in the provision of portfolio management services to its investment fund customers, is not … society or investment counselling services and portfolio management branch – 522.18; a limited commercial branch – … or providing investment counselling or portfolio management services; controls a CRE or a body corporate that …
OSFI response to draft Guideline B-15 consultation feedback
… (OSFI) issued its draft Guideline B-15 Climate Risk Management (the guideline) for public consultation. The … for federally regulated financial institutions’ (FRFIs) management of climate-related risks. It aims to support FRFIs … risks. For example, insurers may experience sudden cash outflows due to increased severity and frequency of …
Life Insurance Capital Adequacy Test Public Disclosure Requirements
… between reporting periods and any other issues that management considers to be of interest to stakeholders. The …
2022-23 Departmental Plan
… from identifiable sources. Climate change will alter the cash flows generated by some capital assets and occasionally … the Canadian financial system; Expand and fortify our risk management capabilities and risk appetite to support strategic and operational management; and Embed our corporate values to enhance our …
Large Exposure Limits - 2003
… in regards to operational, business, risk and crisis management policies. II. Limits on Large Exposures In … and foreign branches are also to have in place the management information and control systems necessary to give … exposures to reinsurers . However, OSFI expects prudent management of companies to include reasonable limits on …
Unlocking funds from a pension plan or from a locked-in retirement savings plan
… from a locked-in account. The funds may be withdrawn as cash, or transferred to a tax-deferred savings vehicle such … are met, then a person's pension may be withdrawn in cash or transferred to a tax-deferred savings vehicle such as … or mental condition, the funds may be withdrawn in cash or transferred to a tax-deferred savings vehicle such as …
Glossary of Pension Plan Terms
… institutions. An RRIF is intended to provide an ongoing flow of income. RRIFs are governed by the Income Tax Act …
Notice of changes to minimum base assessments
Notice of changes to minimum base assessments To: All federally regulated financial institutions Pursuant to Section 3(2) of the Assessment of Financial Institutions Regulations, 2017 , the minimum base assessments applicable to federally regulated …