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… Regulatory Compliance Management (RCM) – Guideline (2014) (formerly Legislative Compliance Management (LCM)) I. Purpose and Scope of the Guideline The … how regulatory compliance risk is managed and supports the flow of information reported to the CCO and Senior …

… Reinforcing residential mortgage risk management practices 1. Purpose and scope This Regulatory … on sound residential mortgage account and portfolio management practices. It is informed by and supports ongoing … portion of the loan. 3. Proactive account and portfolio management 3.1 Sound loan servicing policies, systems, …

… Operational Risk Capital Data Management Expectations To: Banks, Bank Holding Companies, … is releasing the final version of two documents on the management of operational risk capital data Operational Risk … Operational Risk Capital Data ("AT") The DME outlines data management principles that OSFI expects institutions using …

… Regulatory Notice on Culture Risk Management – letter Today, OSFI released a regulatory notice on Culture Risk Management. It is effective immediately. It replaces and … risk. Fostering a desired culture. Enterprise-wide culture management. We understand that institutions have unique …

… Draft Guideline E-23 – Model Risk Management Consultation status: Closed Consultation closed … lifecycle Figure 1 Model lifecycle - Text version The flow chart illustrates the different stages of the model … management framework - Model lifecycle - text version The flow chart illustrates the different aspects of the Model …

… Enterprise-Wide Model Risk Management Guideline - Letter (2017) To:  Banks, Bank Holding … for regulatory capital determination, internal risk management, valuation/pricing, business decision-making or … deposit-taking institutions should have model risk management practices that reflect their size and degree of …

… Proposed Revisions to Guideline E-23 on Model Risk Management To:  All federally regulated financial … (OSFI) issued Guideline-E23: Enterprise-Wide Model Risk Management for Deposit-Taking Institutions , which set out … greater clarity for DTIs on certain elements: model risk management guidance at the enterprise-wide level, the scope …

… Changes to Guideline B-12: Interest Rate Risk Management To:  Banks, Bank Holding Companies, Federally … the final version of its guideline B-12 Interest Rate Risk Management . The guideline provides a risk control framework … institutions, including overall scope of application, risk management and documentation, governance and lines of …

… Background Checks on Directors and Senior Management of FREs – Guideline (2008) I. Statement of … involving: The Federally Regulated Entity's (FRE) management and oversight processes; The use of independent … and directed rests with the board of directors and senior management of the FRE. Accordingly, the suitability and …

… Enterprise-Wide Model Risk Management for Deposit-Taking Institutions - Guideline (2017) … policies and practices for an enterprise-wide model risk management framework. It applies to banks, bank holding … for the establishment of an enterprise-wide model risk management framework at institutions. Taking an …

… Regulatory Compliance Management – Guideline impact analysis statement (2014) I. … Background OSFI considers effective regulatory compliance management (RCM) essential to a federally regulated financial … OSFI issued Guideline E-13: Legislative Compliance Management (Guideline E-13) in 2003. Guideline E-13 sets out …

… Background Checks on Directors and Senior Management of FREs - Letter (2008) To: Federally Regulated … Guideline E-17 – Background Checks on Directors and Senior Management of FREs, which sets out principles to assist FREs … suitability and integrity of their directors and senior management. While FREs already have varying policies and …

… Enterprise-Wide Model Risk Management Guideline - Guideline impact analysis statement … a comparative assessment of guidance around model risk management processes in Pillar I and Pillar II capital … expectations with respect to enterprise-wide model risk management. From December 2016 to February 2017, OSFI …

… Revised Guideline E-13 – Regulatory Compliance Management (RCM) – Letter (2014) To: All Federally Regulated … sets out OSFI’s expectations for FRFIs with respect to the management of regulatory compliance risk inherent in FRFIs’ … replaces the 2003 Guideline E-13 - Legislative Compliance Management to better align it with more recently updated OSFI …

… Participating account management and disclosure to participating policyholders and … participating and adjustable policies for many years. Management of these policies is subject to discretion by the company with respect to the management of the business, the level of policy dividends for …